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122 East 42nd Street
New York, NY
+1-646-930-1900
[email protected]
https://www.quadrantregulatory.com/ · Claim this financial advisor listing — free dofollow link + 5 keywords
Contact details enriched from Quadrant Regulatory Group’s website.
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Quadrant Regulatory Group is one of the financial advisors serving New York, NY. It's located at 122 East 42nd Street. Services here include FINRA Membership Application, FINOP & Accounting, Broker-Dealers, Independent Anti-Money Laundering Test. Quadrant Regulatory Group excels in offering customized compliance consulting services uniquely tailored for broker-dealers and registered investment advisers. New York gets about 235 sunny days a year. You can reach it by phone at +1-646-930-1900. Other financial advisors nearby include Charles Schwab (0.9 mi) and Accountable Financial Management Corp. (1.5 mi). Its website is https://www.quadrantregulatory.com/. Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that support compliance with SEC, FINRA, MSRB, NFA, and state securities laws. Quadrant Regulatory is led by former regulators and seasoned industry professionals who know what examiners look for and how to keep your firm compliant. With decades of experience guiding firms through regulatory exams, our team delivers unmatched insight and practical compliance solutions. Combined experience as regulators, Chief Compliance Officers, and Chief Financial Officers. Quadrant, a team of senior compliance consultants who specialize in providing bespoke compliance consulting services to broker-dealers and registered investment advisers. We are experts in helping financial services firms develop and implement a compliance program tailored to their needs. We understand the importance of a sound compliance culture, and our team is dedicated to assisting you in achieving this goal. Quadrant’s experts will assist you with navigating the complex world of compliance. We offer our services on an hourly, project, or ongoing basis, and here to support you every step of the way. We help broker-dealers and registered investment advisers from small to large firms and depending on you